Financial Services Guide
Barker Wealth Management Pty Ltd ABN 46 695 875 962, trading as Barker Wealth Australian Financial Services Licence (AFSL) 700297
Version 1.0 | Effective 1 July 2026
Purpose of this guide
This Financial Services Guide (FSG) is designed to help you decide whether to use the financial services we provide. It explains:
- Who we are and the services we are authorised to provide
- That our services are available to wholesale investors only
- The nature of our advice
- How you may instruct us
- Our fees, charges and the benefits we may receive
- Relationships or associations that may influence us
- Our complaints handling procedures
- How we use your personal information
- How to contact us
This FSG contains general information about the services we offer. If you have any questions after reading it, please contact us using the details at the end of this document.
Who we are
Barker Wealth Management Pty Ltd (ABN 46 695 875 962), trading as Barker Wealth, holds Australian Financial Services Licence (AFSL) 700297 in its own right. As the licensee, we are responsible for the financial services described in this guide and for the content of this FSG.
Your adviser is Joshua Barker, Director and Private Wealth Adviser (Authorised Representative No. 1274752).
Our services are for wholesale investors only
Our financial services are available only to wholesale investors as defined in section 761G of the Corporations Act 2001 (Cth). Nothing we provide is an offer, invitation or recommendation to any person who does not qualify as a wholesale investor.
Because our clients are wholesale investors, a number of the protections available to retail clients under the Corporations Act do not apply. Before we provide services to you, we will confirm that you meet the wholesale investor criteria, which may require a qualified accountant’s certificate or other supporting evidence.
Services we are authorised to provide
We are authorised to provide general financial product advice and to deal in the following classes of financial products for wholesale clients:
- Securities, including shares, ETFs and listed investments
- Managed investment schemes, including investor directed portfolio services (IDPS)
- Derivatives, including options and structured products
The nature of our advice
We provide general financial product advice only. We do not provide personal financial product advice. Any advice we give is general in nature and does not take into account your objectives, financial situation or needs.
Because we do not provide personal advice, we do not issue Statements of Advice (SOAs). You should consider the appropriateness of any general advice having regard to your own objectives, financial situation and needs, and obtain and read the relevant Product Disclosure Statement (PDS) or Information Memorandum (IM) before making any investment decision.
How you can instruct us
You can provide instructions to us by:
- Phone: (02) 8018 8998
- Email: info@barkerwealth.com.au
It is your responsibility to confirm that we have received your instructions. You must review all statements and trade confirmations on receipt and notify us immediately of any errors.
Other disclosure documents
Where we arrange for the issue of a financial product, you will usually receive a Product Disclosure Statement (PDS) from the product issuer, or an Information Memorandum (IM) from the investment manager. These documents set out the product’s features, risks and costs, and you should read them before making any decision to acquire the product.
We do not issue Statements of Advice, as we do not provide personal advice.
Fees, commissions and other benefits
We may charge or receive the following:
- Management fees, for example subscription access and adviser assisted fees
- Brokerage and transaction fees of $50 per trade or 0.5% of the trade value, whichever is greater
- Referral or stamping fees from capital raisings or IPOs, typically in the range of 0% to 6%
Our employees may be remunerated through salary, performance bonuses, or a share of the fees and commissions described above. Full details of any fees or benefits relevant to a particular service will be disclosed to you at the time, or on request.
Associations and relationships
We may have relationships with affiliated brokers, research providers or product issuers. These relationships do not determine the advice we provide. Where any relationship creates a conflict of interest that is relevant to a service we provide to you, we will disclose it.
Complaints and disputes
We take complaints seriously and aim to resolve them promptly and fairly. If you have a complaint:
- Contact us directly. Complaints Officer: Joshua Barker, info@barkerwealth.com.au, (02) 8018 8998. We will acknowledge your complaint and work with you to resolve it.
- If your complaint is not resolved to your satisfaction, you may refer it to the Australian Financial Complaints Authority (AFCA), an independent external dispute resolution scheme.
Australian Financial Complaints Authority (AFCA) Phone: 1800 931 678 (free call) Email: info@afca.org.au Website: www.afca.org.au Mail: GPO Box 3, Melbourne VIC 3001
Compensation arrangements
We maintain Professional Indemnity insurance that satisfies the requirements of section 912B of the Corporations Act 2001 (Cth) and ASIC Regulatory Guide 126. This insurance covers the financial services we provide, subject to its terms and conditions.
Privacy
We collect and use personal information in accordance with the Privacy Act 1988 (Cth). Your information may be used to deliver our services, to meet our obligations under anti money laundering and counter terrorism financing (AML/CTF) laws, and for marketing where you have consented.
For more information, please see our Privacy Policy at barkerwealth.com.au/privacy.
Contact details
Barker Wealth Management Pty Ltd Suite 913/185 Elizabeth Street, Sydney NSW 2000, Australia Phone: (02) 8018 8998 Email: info@barkerwealth.com.au