Barker Wealth | Private Wealth Advisers, Australia

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Barker Financial Pty Ltd

Authorised Representative of AFSL Holdings Australia Pty Ltd (AFSL No. 460 940)


1. Agreement

By opening an account, subscribing to our services, or providing instructions, you acknowledge you have read, understood, and agreed to these Terms & Conditions.


2. Appointment

You appoint us as your authorised agent to engage third-party providers (e.g. brokers, clearing houses) to facilitate transactions on your behalf.


3. Nature of Advice

We provide general advice only. We do not consider your personal objectives or circumstances. You are responsible for seeking personal advice from a licensed adviser.


4. Risk Warning

Investments in financial products involve risks, including potential loss of capital. Past performance is not indicative of future returns. Model portfolios may include hypothetical results. 


5. Instructions

    • We may accept instructions orally, electronically, or in writing.

    • We may decline or delay instructions at our discretion.

    • You remain responsible for the accuracy of all instructions.


6. Transactions & Settlement

    • Transactions are executed through third-party service providers.

    • You must ensure sufficient funds are available to settle trades.

    • We are not liable for delays, platform failures, or market conditions.


7. Fees & Commissions

You agree to pay:

    • Management fees as outlined in the Fee Schedule

    • Brokerage/transaction commissions

    • Applicable taxes and GST


We may receive brokerage sharing arrangements, referral fees, or stamping fees.


8. Conflicts of Interest

We, or our AFSL holder, may act as principal in transactions. Conflicts will be disclosed and managed.


9. Privacy & AML

    • We may record phone calls and retain correspondence.

    • We collect information to comply with AML/CTF laws and may refuse service if requirements are not met.


10. Liability & Indemnity

To the maximum extent permitted by law, we exclude liability for losses arising from market movements, execution delays, or third-party failures.

You indemnify us for losses arising from your breach of these Terms.


11. Termination

Either party may terminate this Agreement by written notice. Fees owing at termination remain payable.


12. Disputes

Complaints must follow our Complaints Handling Procedure as outlined in the FSG.


13. Governing Law

These Terms are governed by the laws of New South Wales, Australia.


Fee Schedule (Summary)

Management Fee
Based on Funds Under Management

    • Less than $600,000: Monthly fee $500+GST. 

    • From $600,000 to $3,000,000: Annual management fee of 1%p.a.+GST billed monthly. 

    • From $3,000,000 to $9,000,000: Annual management fee of 0.75%p.a.+GST  billed monthly. 

    • From $9,000,000+: Annual management fee of 0.5%p.a.+GST billed monthly. 


Brokerage Costs
0.5% or $50 (whichever is greater) of the total trade value.