Barker Financial Pty Ltd

Effective Date: 01 September 2025 

1. Introduction

Your privacy is important to us. We comply with the Privacy Act 1988 (Cth) and the Australian Privacy Principles (APPs).

2. Collection

We collect personal information (name, contact details, financial data, tax residency, identification documents) for the purpose of:

• • Providing services to you

• • Complying with AML/CTF and tax laws (e.g. FATCA, CRS)

• • Managing accounts and client relationships

• • Marketing (where consent is given)

3. Use & Disclosure

We may disclose information to:

• • Our AFSL licensee

• • Brokers, clearing and settlement providers

• • Regulators (ASIC, AUSTRAC, ATO)

• • Overseas entities where legally required

We do not sell your information.

4. Storage & Security

Information is stored securely (physical, electronic, and procedural safeguards). Data is destroyed or de-identified after it is no longer required, typically 7 years after account closure.

5. Access & Correction

You may request access to, or correction of, your information. If we refuse, we will explain why.

6. Complaints

If you have concerns, contact our Privacy Officer:

Joshua Barker | info@barkerwealth.com.au | (02) 8018 8998

If unresolved, you may complain to the Office of the Australian Information Commissioner (OAIC):

Website: www.oaic.gov.au